| AFX Capital Markets Ltd |
CIF |
September 17, 2018 |
50,000 |
Conciliation following suspicions of potential violations of Law 1444 (I) / 2007 concerning its operation. |
| Cyprint Plc |
(ex) Issuer of securities in the CSE |
September 10, 2018 |
10,000 |
For violations of Law No.116 (I) / 2005 on non-disclosure of confidential information. |
| Christakis Christodoulou (Cyprint Plc) |
BoD |
September 10, 2018 |
5,000 |
Violations by Cyprint Plc of Law No.116 (I) / 2005 for failure to disclose confidential information were due to his own fault and negligence |
| Milena Valentinova Christofide |
Proposed BoD in CIF |
September 03, 2018 |
10,000 |
For infringement of Law 1444 (I) / 2007 concerning the provision of false / misleading information to the ECC. |
| Coverdeal Holdings Ltd |
CIF |
23 Jul 2018 |
250,000 |
Conciliation following suspicions of potential violations of Law 1444 (I) / 2007 concerning its operation. |
| LQD Markets Ltd |
(ex) CIF |
02 Jul 2018 |
50,000 |
For violation of Law 1444 (I) / 2007 on record keeping. |
| Instant Trading EU Ltd |
CIF |
June 11, 2018 |
130,000 |
For violations of Law 1444 (I) / 2007 and DI 1444-2007-02 on professional ethics obligations. |
| Agroton Public Ltd |
Securities issuer on the Warsaw Stock Exchange |
June 04, 2018 |
2,000 |
For violation of Law 190 (I) / 2007 on the Six-Month Financial Report for the first half of 2017. |
| SFS Group Public Ltd |
CSE securities issuer |
June 04, 2018 |
4,400 |
For violation of Law 190 (I) / 2007 on the Six-Month Financial Report for the first half of 2017. |
| Karkotis Manufacturing & Trading Public Ltd |
(ex) Issuer of securities in the CSE |
05 Mar 2018 |
50,000 |
For violation of Law 14 (I) / 1993 concerning the equal treatment of its shareholders. |
| Orphanides Public Company Ltd |
(ex) Issuer of securities in the CSE |
08 Jan 2018 |
0 |
For violations of Law No.190 (I) / 2007 and Law No.116 (I) / 2005 on the Six-Month Financial Report for 30.6.2012 and the Ninth Financial Report for 30.9.2012 (misleading information / market manipulation – no reporting of material risks). |
| Mr. Christos Orphanides (Orphanides Public Company Ltd) |
Chairman of the Board |
08 Jan 2018 |
120,000 |
For the violation of Law 190 (I) / 2007 on the Statement of Responsible Persons in the Orphanides Semiannual Financial Report Public Company Ltd for 30.6.2012. |
| Mr. Marios Antoniadis (Orphanides Public Company Ltd) |
BoD |
08 Jan 2018
June 04, 2018
|
10,000 |
For the violation of Law 190 (I) / 2007 on the Statement of Responsible Persons in the Orphanides Semiannual Financial Report Public Company Ltd for 30.6.2012. |
| Mr. George Chatzimichael (Orphanides Public Company Ltd) |
BoD |
08 Jan 2018 |
20,000 |
For the violation of Law 190 (I) / 2007 on the Statement of Responsible Persons in the Orphanides Semiannual Financial Report Public Company Ltd for 30.6.2012. |
| Mr. Christos Fylaktou (Orphanides Public Company Ltd) |
BoD |
08 Jan 2018
September 03, 2018
|
5,000 |
For the violation of Law 190 (I) / 2007 on the Statement of Responsible Persons in the Orphanides Semiannual Financial Report Public Company Ltd for 30.6.2012. |
| Mr. Polis Kourousides (Orphanides Public Company Ltd) |
BoD |
08 Jan 2018 |
20,000 |
For the violation of Law 190 (I) / 2007 on the Statement of Responsible Persons in the Orphanides Semiannual Financial Report Public Company Ltd for 30.6.2012. |
| Ms Ivy Makarios (Orphanides Public Company Ltd) |
Home Address |
08 Jan 2018 |
30,000 |
For the violation of Law 190 (I) / 2007 on the Statement of Responsible Persons in the Orphanides Semiannual Financial Report Public Company Ltd for 30.6.2012. |
| Mr. Simos Kyriakidis (Orphanides Public Company Ltd) |
BoD |
08 Jan 2018 |
0 |
For the violation of Law 190 (I) / 2007 on the Statement of Responsible Persons in the Orphanides Semiannual Financial Report Public Company Ltd for 30.6.2012. |
| LeadCapital Markets Ltd |
CIF |
08 Jan 2018 |
30,000 |
For violation of Law 1444 (I) / 2007 on professional ethics obligations. |
