| Bdswiss Holding Plc |
CIF |
December 19, 2016 |
150,000 |
Conciliation on suspicion of possible violations of Law 1444 (I) / 2007 and of the Directives issued thereunder regarding its operation. |
| Fortified Capital Ltd |
AIFM |
December 19, 2016 |
5,000 |
For breach of Law 131 (I) / 2014 on failure to disclose the AIF’s Depositary’s intention to resign. |
| Cyprint Plc |
(ex) Issuer of securities in the CSE |
December 05, 2016 |
13,500 |
For violations of Law 190 (I) / 2007 on the Annual Financial Report for 2015. |
| LP Transbeton Public Ltd |
(ex) Issuer of securities in the CSE |
December 05, 2016 |
13,500 |
For violations of Law 190 (I) / 2007 on the Annual Financial Report for 2015. |
| Charilaos Apostolides Public Ltd |
(ex) Issuer of securities in the CSE |
December 05, 2016 |
13,500 |
For violations of Law 190 (I) / 2007 on the Annual Financial Report for 2015. |
| Louis Plc |
CSE securities issuer |
December 05, 2016 |
12,500 |
For violations of Law 190 (I) / 2007 on the Annual Financial Report for 2015. |
| Karyes Investment Public Company Ltd |
CSE securities issuer |
December 05, 2016 |
1,500 |
For violation of Law 190 (I) / 2007 on the Annual Financial Report for the year 2015. |
| Agroton Public Ltd |
Securities issuer on the Warsaw Stock Exchange |
December 05, 2016 |
1.250 |
For violation of Law 190 (I) / 2007 on the Annual Financial Report for the year 2015. |
| Mutual Trust Limited |
EPDY |
December 05, 2016 |
15,000 |
For violations of Law 1696 (I) / 2012 relating to its operation (provision of administrative services in the period of suspension of authorization / assignment of administrative services to third parties outside the Republic) |
| Novox Capital Ltd |
CIF |
December 05, 2016 |
175,000 |
For violations of Law 144 (I) / 2007, of DG 144-2007-01 and of DG 144-2007-02 concerning its operation. |
| Colmex Pro Ltd |
CIF |
Nov 28 2016 |
100,000 |
For violations of Law 144 (I) / 2007, of DG 144-2007-01 and of DG 144-2007-02 concerning its operation. |
| Bank of Cyprus Public Company Ltd (BOC) |
(ex) Issuer of securities in the CSE |
September 26, 2016 |
25,000 |
For violations of Law No.190 (I) / 2007 and Law No.116 (I) / 2005 on the Six-Month Financial Report for 30.6.2012 and the nine-month Financial Report for 30.9.2012 (preparation / misleading information / market manipulation – depreciation of goodwill (Uniastrum Bank). |
| Mr. Andreas Artemi (Bank of Cyprus Public Company Ltd) |
Chairman of the Board |
September 26, 2016 |
70,000 |
For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
| Mr. Yiannis Kypri (Bank of Cyprus Public Company Ltd) |
BoD |
September 26, 2016 |
70,000 |
For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
| Mr. Yiannis Pechlivanidis (Bank of Cyprus Public Company Ltd) |
BoD |
September 26, 2016 |
70,000 |
For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
| Mr. Stavros Konstantinidis (Bank of Cyprus Public Company Ltd) |
BoD |
September 26, 2016 |
50,000 |
For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
| Mr. Costas Severis (Bank of Cyprus Public Company Ltd) |
BoD |
September 26, 2016 |
30,000 |
For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
| Mr. George Georgiadis (Bank of Cyprus Public Company Ltd) |
BoD |
September 26, 2016 |
30,000 |
For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
| Ms. Irene Karamanou (Bank of Cyprus Public Company Ltd) |
BoD |
September 26, 2016 |
30,000 |
For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
| Mr. Christis Hatzimitsis (Bank of Cyprus Public Company Ltd) |
Director General |
September 26, 2016 |
70,000 |
For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
| Mr. Vassilis G. Rologis (Bank of Cyprus Public Company Ltd) |
BoD |
September 26, 2016 |
0 |
For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
| Mr. Costas Chatzipapas (Bank of Cyprus Public Company Ltd) |
BoD |
September 26, 2016 |
0 |
For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
| Mr. Christos Muskis (Bank of Cyprus Public Company Ltd) |
BoD |
September 26, 2016 |
0 |
For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
| Mr. Elias Neocleous (Bank of Cyprus Public Company Ltd) |
BoD |
September 26, 2016 |
0 |
For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
| Mr. Evdokimos Xenophontos (Bank of Cyprus Public Company Ltd) |
BoD |
September 26, 2016 |
0 |
For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
| Ms Anna Diogenous (Bank of Cyprus Public Company Ltd) |
BoD |
September 26, 2016 |
0 |
For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
| Mr. Simeon Matsis (Bank of Cyprus Public Company Ltd) |
BoD |
September 26, 2016 |
0 |
For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
| Mr. Nikolaos Tsakos (Bank of Cyprus Public Company Ltd) |
BoD |
September 26, 2016 |
0 |
For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
| XFR Financial Ltd (now XTrade Europe Ltd) |
CIF |
September 26, 2016 |
225,000 |
For violations of Law 144 (I) / 2007, of DG 144-2007-01 and of DG 144-2007-02 concerning its operation. |
| Teos Corporate Services Ltd |
(ex) EPHS |
September 19, 2016 |
5,000 |
For violation of Law 1696 (I) / 2012 concerning its operation. |
| IQ Option Europe Ltd |
CIF |
05 Sep 2016
December 19, 2016
|
160,000 |
For violations of Law 144 (I) / 2007, of DG 144-2007-01 and of DG 144-2007-02 concerning its operation. |
| OptionRally Financial Services Ltd |
CIF |
05 Sep 2016 |
138,000 |
For violations of Law 144 (I) / 2007, of DG 144-2007-01 and of DG 144-2007-02 concerning its operation. |
| Mr Danny Rothman (or Mr Daniel Rubinstein) (Glistentree Holdings Limited- (ex) CIF) |
Shareholder |
05 Sep 2016 |
100, 000 (Prohibition of professional activity until 9/2021) |
For violation of Law 1444 (I) / 2007 concerning the submission of false / misleading documents / data to the ECC. |
| Cyprus Popular Bank Public Co Ltd (CPB) |
(ex) Issuer of securities in the CSE |
01 Aug 2016
March 16, 2015
|
0 |
For violations of Law No.116 (I) / 2005 and DI116-2005-03 on non-disclosure of confidential information and market manipulation (securing state support). |
| Mr Efthimios Bouloutas (Cyprus Popular Bank Public Co Ltd) |
CEO |
01 Aug 2016 |
70,000 |
Violations of Cyprus Popular Bank Public Co Ltd Law 166 (I) / 2005 and DI116-2005-03 for failure to disclose confidential information and market manipulation were due to his own fault and negligence (securing state support). |
| Mr. Christos Stylianidis (Cyprus Popular Bank Public Co Ltd) |
CEO |
01 Aug 2016 |
50,000 |
Violations of Cyprus Popular Bank Public Co Ltd Law 166 (I) / 2005 and DI116-2005-03 for failure to disclose confidential information and market manipulation were due to his own fault and negligence (securing state support). |
| HF Markets (Europe) Ltd |
CIF |
01 Aug 2016 |
105,000 |
For violations of Law 144 (I) / 2007, of DG 144-2007-01 and of DG 144-2007-02 concerning its operation. |
| M&L Invest Union Markets Ltd (now EXT Ltd) |
CIF |
July 25, 2016 |
2,000 |
For breach of Regulation (EU) No. 680/2014 and DI144-2014-14 on the non-submission / disclosure of capital adequacy statements and exposures for the year ended 31.12.2015. |
| Karkotis Manufacturing & Trading Public Ltd |
(ex) Issuer of securities in the CSE |
June 13, 2016 |
7.300 |
For violations of Law 190 (I) / 2007 on the Six-Month Financial Report for the first half of 2015. |
| Cyprint Plc |
(ex) Issuer of securities in the CSE |
June 13, 2016 |
7.300 |
For violations of Law 190 (I) / 2007 on the Six-Month Financial Report for the first half of 2015. |
| Charilaos Apostolides Public Ltd |
(ex) Issuer of securities in the CSE |
June 13, 2016 |
7.300 |
For violations of Law 190 (I) / 2007 on the Six-Month Financial Report for the first half of 2015. |
| LP Transbeton Public Ltd |
(ex) Issuer of securities in the CSE |
June 13, 2016 |
6.300 |
For violations of Law 190 (I) / 2007 on the Six-Month Financial Report for the first half of 2015. |
| Sea Star Capital Plc |
(ex) Issuer of securities in the CSE |
June 13, 2016 |
1,500 |
For violation of Law 190 (I) / 2007 on the Six-month Financial Report for the first half of 2015. |
| Agroton Public Ltd |
Securities issuer on the Warsaw Stock Exchange |
June 13, 2016 |
1000 |
For violation of Law 190 (I) / 2007 on the Six-month Financial Report for the first half of 2015. |
| Modestou Sound & Vision Public Company Ltd |
(ex) Issuer of securities in the CSE |
June 13, 2016 |
500 |
For violation of Law 190 (I) / 2007 on the Six-month Financial Report for the first half of 2015. |
| BO Tradefinancials Ltd |
(ex) CIF |
June 06, 2016 |
138,000 |
For violations of Law 144 (I) / 2007, of DG 144-2007-01 and of DG 144-2007-02 concerning its operation. |
| Cyprint Plc |
(ex) Issuer of securities in the CSE |
07 Mar 2016 |
13,500 |
For violations of Law 190 (I) / 2007 on the Annual Financial Report for the year 2014. |
| Karkotis Manufacturing & Trading Public Ltd |
(ex) Issuer of securities in the CSE |
07 Mar 2016 |
13,500 |
For violations of Law 190 (I) / 2007 on the Annual Financial Report for the year 2014. |
| Charilaos Apostolides Public Ltd |
(ex) Issuer of securities in the CSE |
07 Mar 2016 |
13,500 |
For violations of Law 190 (I) / 2007 on the Annual Financial Report for the year 2014. |
| Phil. Andreou Public Ltd |
(ex) Issuer of securities in the CSE |
07 Mar 2016 |
13,500 |
For violations of Law 190 (I) / 2007 on the Annual Financial Report for the year 2014. |
| Ceilfloor Public Company Ltd |
(ex) Issuer of securities in the CSE |
07 Mar 2016 |
13,500 |
For violations of Law 190 (I) / 2007 on the Annual Financial Report for the year 2014. |
| Firstdelos Group Plc |
(ex) Issuer of securities in the CSE |
07 Mar 2016 |
13,500 |
For violations of Law 190 (I) / 2007 on the Annual Financial Report for the year 2014. |
| Karaolis Group Public Ltd |
(ex) Issuer of securities in the CSE |
07 Mar 2016 |
12,500 |
For violations of Law 190 (I) / 2007 on the Annual Financial Report for the year 2014. |
| LP Transbeton Public Ltd |
(ex) Issuer of securities in the CSE |
07 Mar 2016 |
12,500 |
For violations of Law 190 (I) / 2007 on the Annual Financial Report for the year 2014. |
| KDM Shipping Public Limited |
Securities issuer on the Warsaw Stock Exchange |
07 Mar 2016 |
3.750 |
For violations of Law 190 (I) / 2007 on the Annual Financial Report for the year 2014. |
| Elma Holdings Public Company Ltd |
CSE securities issuer |
07 Mar 2016 |
3,500 |
For violation of Law 190 (I) / 2007 on the Annual Financial Report for the year 2014. |
| Jupiter Portfolio Investments Public Company Ltd |
CSE securities issuer |
07 Mar 2016 |
2,500 |
For violation of Law 190 (I) / 2007 on the Annual Financial Report for the year 2014. |
| Dodoni Portfolio Investments Public Company Ltd |
CSE securities issuer |
07 Mar 2016 |
2,500 |
For violation of Law 190 (I) / 2007 on the Annual Financial Report for the year 2014. |
| Liberty Life Insurance Public Company Ltd |
CSE securities issuer |
07 Mar 2016 |
2,500 |
For violation of Law 190 (I) / 2007 on the Annual Financial Report for the year 2014. |
| Agroton Public Ltd |
Securities issuer on the Warsaw Stock Exchange |
07 Mar 2016 |
1.250 |
For violation of Law 190 (I) / 2007 on the Annual Financial Report for the year 2014. |
| Mayzus Investment Company Ltd (now Liteforex (Europe) Ltd) |
CIF |
February 29, 2016 |
12,000 |
For violations of Law 1888 (I) / 2007 and of DG 144-2007-08 regarding its procedures and the responsibilities of the BoD for the prevention of money laundering offenses. |
| CommexFX Ltd |
(ex) CIF |
01 Feb 2016 |
50,000 |
For infringement of Law 1444 (I) / 2007 concerning false submission of information to the ECC. |
| Cyprus Popular Bank Public Co Ltd |
(ex) Issuer of securities in the CSE |
January 25, 2016 |
0 |
For infringement of N.116 (I) / 2005 and DI116-2005-03 on market manipulation (pumping emergency liquidity (ELA)). |
| Banc De Binary Ltd |
(ex) CIF |
January 18, 2016 |
350,000 |
Conciliation on suspicion of possible violations of Law 1444 (I) / 2007 and of the Directives issued thereunder regarding its operation. |
| Ouroboros Derivatives Trading Ltd |
(ex) CIF |
January 18, 2016 |
235,000 |
For violations of Law 144 (I) / 2007, of DG 144-2007-01 and of DG 144-2007-02 concerning its operation. |
