Legal Entity / Person | Capacity | Date of Decision | Ratification (€) | Rationale |
---|---|---|---|---|
Bdswiss Holding Plc | CIF | December 19, 2016 | 150,000 | Conciliation on suspicion of possible violations of Law 1444 (I) / 2007 and of the Directives issued thereunder regarding its operation. |
Fortified Capital Ltd | AIFM | December 19, 2016 | 5,000 | For breach of Law 131 (I) / 2014 on failure to disclose the AIF’s Depositary’s intention to resign. |
Cyprint Plc | (ex) Issuer of securities in the CSE | December 05, 2016 | 13,500 | For violations of Law 190 (I) / 2007 on the Annual Financial Report for 2015. |
LP Transbeton Public Ltd | (ex) Issuer of securities in the CSE | December 05, 2016 | 13,500 | For violations of Law 190 (I) / 2007 on the Annual Financial Report for 2015. |
Charilaos Apostolides Public Ltd | (ex) Issuer of securities in the CSE | December 05, 2016 | 13,500 | For violations of Law 190 (I) / 2007 on the Annual Financial Report for 2015. |
Louis Plc | CSE securities issuer | December 05, 2016 | 12,500 | For violations of Law 190 (I) / 2007 on the Annual Financial Report for 2015. |
Karyes Investment Public Company Ltd | CSE securities issuer | December 05, 2016 | 1,500 | For violation of Law 190 (I) / 2007 on the Annual Financial Report for the year 2015. |
Agroton Public Ltd | Securities issuer on the Warsaw Stock Exchange | December 05, 2016 | 1.250 | For violation of Law 190 (I) / 2007 on the Annual Financial Report for the year 2015. |
Mutual Trust Limited | EPDY | December 05, 2016 | 15,000 | For violations of Law 1696 (I) / 2012 relating to its operation (provision of administrative services in the period of suspension of authorization / assignment of administrative services to third parties outside the Republic) |
Novox Capital Ltd | CIF | December 05, 2016 | 175,000 | For violations of Law 144 (I) / 2007, of DG 144-2007-01 and of DG 144-2007-02 concerning its operation. |
Colmex Pro Ltd | CIF | Nov 28 2016 | 100,000 | For violations of Law 144 (I) / 2007, of DG 144-2007-01 and of DG 144-2007-02 concerning its operation. |
Bank of Cyprus Public Company Ltd (BOC) | (ex) Issuer of securities in the CSE | September 26, 2016 | 25,000 | For violations of Law No.190 (I) / 2007 and Law No.116 (I) / 2005 on the Six-Month Financial Report for 30.6.2012 and the nine-month Financial Report for 30.9.2012 (preparation / misleading information / market manipulation – depreciation of goodwill (Uniastrum Bank). |
Mr. Andreas Artemi (Bank of Cyprus Public Company Ltd) | Chairman of the Board | September 26, 2016 | 70,000 | For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
Mr. Yiannis Kypri (Bank of Cyprus Public Company Ltd) | BoD | September 26, 2016 | 70,000 | For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
Mr. Yiannis Pechlivanidis (Bank of Cyprus Public Company Ltd) | BoD | September 26, 2016 | 70,000 | For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
Mr. Stavros Konstantinidis (Bank of Cyprus Public Company Ltd) | BoD | September 26, 2016 | 50,000 | For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
Mr. Costas Severis (Bank of Cyprus Public Company Ltd) | BoD | September 26, 2016 | 30,000 | For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
Mr. George Georgiadis (Bank of Cyprus Public Company Ltd) | BoD | September 26, 2016 | 30,000 | For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
Ms. Irene Karamanou (Bank of Cyprus Public Company Ltd) | BoD | September 26, 2016 | 30,000 | For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
Mr. Christis Hatzimitsis (Bank of Cyprus Public Company Ltd) | Director General | September 26, 2016 | 70,000 | For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
Mr. Vassilis G. Rologis (Bank of Cyprus Public Company Ltd) | BoD | September 26, 2016 | 0 | For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
Mr. Costas Chatzipapas (Bank of Cyprus Public Company Ltd) | BoD | September 26, 2016 | 0 | For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
Mr. Christos Muskis (Bank of Cyprus Public Company Ltd) | BoD | September 26, 2016 | 0 | For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
Mr. Elias Neocleous (Bank of Cyprus Public Company Ltd) | BoD | September 26, 2016 | 0 | For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
Mr. Evdokimos Xenophontos (Bank of Cyprus Public Company Ltd) | BoD | September 26, 2016 | 0 | For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
Ms Anna Diogenous (Bank of Cyprus Public Company Ltd) | BoD | September 26, 2016 | 0 | For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
Mr. Simeon Matsis (Bank of Cyprus Public Company Ltd) | BoD | September 26, 2016 | 0 | For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
Mr. Nikolaos Tsakos (Bank of Cyprus Public Company Ltd) | BoD | September 26, 2016 | 0 | For breach of Law 190 (I) / 2007 on the Statement of Responsible Persons in the BOC Six-Month Financial Report for 30.6.2012 (Uniastrum Bank’s goodwill display). |
XFR Financial Ltd (now XTrade Europe Ltd) | CIF | September 26, 2016 | 225,000 | For violations of Law 144 (I) / 2007, of DG 144-2007-01 and of DG 144-2007-02 concerning its operation. |
Teos Corporate Services Ltd | (ex) EPHS | September 19, 2016 | 5,000 | For violation of Law 1696 (I) / 2012 concerning its operation. |
IQ Option Europe Ltd | CIF | 05 Sep 2016
December 19, 2016
|
160,000 | For violations of Law 144 (I) / 2007, of DG 144-2007-01 and of DG 144-2007-02 concerning its operation. |
OptionRally Financial Services Ltd | CIF | 05 Sep 2016 | 138,000 | For violations of Law 144 (I) / 2007, of DG 144-2007-01 and of DG 144-2007-02 concerning its operation. |
Mr Danny Rothman (or Mr Daniel Rubinstein) (Glistentree Holdings Limited- (ex) CIF) | Shareholder | 05 Sep 2016 | 100, 000 (Prohibition of professional activity until 9/2021) | For violation of Law 1444 (I) / 2007 concerning the submission of false / misleading documents / data to the ECC. |
Cyprus Popular Bank Public Co Ltd (CPB) | (ex) Issuer of securities in the CSE | 01 Aug 2016
March 16, 2015
|
0 | For violations of Law No.116 (I) / 2005 and DI116-2005-03 on non-disclosure of confidential information and market manipulation (securing state support). |
Mr Efthimios Bouloutas (Cyprus Popular Bank Public Co Ltd) | CEO | 01 Aug 2016 | 70,000 | Violations of Cyprus Popular Bank Public Co Ltd Law 166 (I) / 2005 and DI116-2005-03 for failure to disclose confidential information and market manipulation were due to his own fault and negligence (securing state support). |
Mr. Christos Stylianidis (Cyprus Popular Bank Public Co Ltd) | CEO | 01 Aug 2016 | 50,000 | Violations of Cyprus Popular Bank Public Co Ltd Law 166 (I) / 2005 and DI116-2005-03 for failure to disclose confidential information and market manipulation were due to his own fault and negligence (securing state support). |
HF Markets (Europe) Ltd | CIF | 01 Aug 2016 | 105,000 | For violations of Law 144 (I) / 2007, of DG 144-2007-01 and of DG 144-2007-02 concerning its operation. |
M&L Invest Union Markets Ltd (now EXT Ltd) | CIF | July 25, 2016 | 2,000 | For breach of Regulation (EU) No. 680/2014 and DI144-2014-14 on the non-submission / disclosure of capital adequacy statements and exposures for the year ended 31.12.2015. |
Karkotis Manufacturing & Trading Public Ltd | (ex) Issuer of securities in the CSE | June 13, 2016 | 7.300 | For violations of Law 190 (I) / 2007 on the Six-Month Financial Report for the first half of 2015. |
Cyprint Plc | (ex) Issuer of securities in the CSE | June 13, 2016 | 7.300 | For violations of Law 190 (I) / 2007 on the Six-Month Financial Report for the first half of 2015. |
Charilaos Apostolides Public Ltd | (ex) Issuer of securities in the CSE | June 13, 2016 | 7.300 | For violations of Law 190 (I) / 2007 on the Six-Month Financial Report for the first half of 2015. |
LP Transbeton Public Ltd | (ex) Issuer of securities in the CSE | June 13, 2016 | 6.300 | For violations of Law 190 (I) / 2007 on the Six-Month Financial Report for the first half of 2015. |
Sea Star Capital Plc | (ex) Issuer of securities in the CSE | June 13, 2016 | 1,500 | For violation of Law 190 (I) / 2007 on the Six-month Financial Report for the first half of 2015. |
Agroton Public Ltd | Securities issuer on the Warsaw Stock Exchange | June 13, 2016 | 1000 | For violation of Law 190 (I) / 2007 on the Six-month Financial Report for the first half of 2015. |
Modestou Sound & Vision Public Company Ltd | (ex) Issuer of securities in the CSE | June 13, 2016 | 500 | For violation of Law 190 (I) / 2007 on the Six-month Financial Report for the first half of 2015. |
BO Tradefinancials Ltd | (ex) CIF | June 06, 2016 | 138,000 | For violations of Law 144 (I) / 2007, of DG 144-2007-01 and of DG 144-2007-02 concerning its operation. |
Cyprint Plc | (ex) Issuer of securities in the CSE | 07 Mar 2016 | 13,500 | For violations of Law 190 (I) / 2007 on the Annual Financial Report for the year 2014. |
Karkotis Manufacturing & Trading Public Ltd | (ex) Issuer of securities in the CSE | 07 Mar 2016 | 13,500 | For violations of Law 190 (I) / 2007 on the Annual Financial Report for the year 2014. |
Charilaos Apostolides Public Ltd | (ex) Issuer of securities in the CSE | 07 Mar 2016 | 13,500 | For violations of Law 190 (I) / 2007 on the Annual Financial Report for the year 2014. |
Phil. Andreou Public Ltd | (ex) Issuer of securities in the CSE | 07 Mar 2016 | 13,500 | For violations of Law 190 (I) / 2007 on the Annual Financial Report for the year 2014. |
Ceilfloor Public Company Ltd | (ex) Issuer of securities in the CSE | 07 Mar 2016 | 13,500 | For violations of Law 190 (I) / 2007 on the Annual Financial Report for the year 2014. |
Firstdelos Group Plc | (ex) Issuer of securities in the CSE | 07 Mar 2016 | 13,500 | For violations of Law 190 (I) / 2007 on the Annual Financial Report for the year 2014. |
Karaolis Group Public Ltd | (ex) Issuer of securities in the CSE | 07 Mar 2016 | 12,500 | For violations of Law 190 (I) / 2007 on the Annual Financial Report for the year 2014. |
LP Transbeton Public Ltd | (ex) Issuer of securities in the CSE | 07 Mar 2016 | 12,500 | For violations of Law 190 (I) / 2007 on the Annual Financial Report for the year 2014. |
KDM Shipping Public Limited | Securities issuer on the Warsaw Stock Exchange | 07 Mar 2016 | 3.750 | For violations of Law 190 (I) / 2007 on the Annual Financial Report for the year 2014. |
Elma Holdings Public Company Ltd | CSE securities issuer | 07 Mar 2016 | 3,500 | For violation of Law 190 (I) / 2007 on the Annual Financial Report for the year 2014. |
Jupiter Portfolio Investments Public Company Ltd | CSE securities issuer | 07 Mar 2016 | 2,500 | For violation of Law 190 (I) / 2007 on the Annual Financial Report for the year 2014. |
Dodoni Portfolio Investments Public Company Ltd | CSE securities issuer | 07 Mar 2016 | 2,500 | For violation of Law 190 (I) / 2007 on the Annual Financial Report for the year 2014. |
Liberty Life Insurance Public Company Ltd | CSE securities issuer | 07 Mar 2016 | 2,500 | For violation of Law 190 (I) / 2007 on the Annual Financial Report for the year 2014. |
Agroton Public Ltd | Securities issuer on the Warsaw Stock Exchange | 07 Mar 2016 | 1.250 | For violation of Law 190 (I) / 2007 on the Annual Financial Report for the year 2014. |
Mayzus Investment Company Ltd (now Liteforex (Europe) Ltd) | CIF | February 29, 2016 | 12,000 | For violations of Law 1888 (I) / 2007 and of DG 144-2007-08 regarding its procedures and the responsibilities of the BoD for the prevention of money laundering offenses. |
CommexFX Ltd | (ex) CIF | 01 Feb 2016 | 50,000 | For infringement of Law 1444 (I) / 2007 concerning false submission of information to the ECC. |
Cyprus Popular Bank Public Co Ltd | (ex) Issuer of securities in the CSE | January 25, 2016 | 0 | For infringement of N.116 (I) / 2005 and DI116-2005-03 on market manipulation (pumping emergency liquidity (ELA)). |
Banc De Binary Ltd | (ex) CIF | January 18, 2016 | 350,000 | Conciliation on suspicion of possible violations of Law 1444 (I) / 2007 and of the Directives issued thereunder regarding its operation. |
Ouroboros Derivatives Trading Ltd | (ex) CIF | January 18, 2016 | 235,000 | For violations of Law 144 (I) / 2007, of DG 144-2007-01 and of DG 144-2007-02 concerning its operation. |